Masterarbeit, 2008
84 Seiten, Note: Merit
1 Introduction
2 History
3 Development
3.1 New Public Management
3.2 Trends in Germany
3.3 Upward feedback
4 The theoretical background of the instrument ‘upward feedback’
4.1 Definition
4.2 The benefits of upward feedback
4.3 The purposes of the upward feedback
4.3.1 Appraisal versus Development
4.3.2 Cultural Change, Communication and Team work
4.3.3 Motivation
4.3.4 Improving Leadership through development
4.4 Overview of the formal components and anonymity versus open
4.5 Covered areas: Items to be rated
4.6 How to deal with feedback findings
5 The practical background of ‘upward feedback’
5.1 Methodology
5.2 Results
5.3 Limitations of the Research
6 Conclusion
7 Managerial Implications
8 References
9 Appendices
9.1 Appendix A: Glossary
9.2 Appendix B: German questionnaire sent to the respondents
9.3 Appendix C: English translation of the questionnaire sent to the respondents
The research examines the implementation and impact of upward feedback systems within the German federal public administration to determine their utility in enhancing managerial effectiveness and development as part of the broader administrative modernization strategy.
4.1 Definition
First of all the term feedback has to be defined. Ilgen et al. noted that feedback ‘at its most basic level […] is information received by an individual about his or her past behavior’ (Ilgen et al. 1979:351).
InterLink Training & Coaching LLC (2003) similarly describes feedback in general as ‘Providing information about the nature of an action and its result in relation to some criterion of acceptability. It provides the flow of information back to a person so that actual performance can be compared with planned performance. Feedback can be positive, constructive, or neutral.’ (Interlink 2003: http://www.interlinktc.com/public_html/definitions.html).
Nadler et al. (1976) define feedback as: ‘information provided to […] a person on the quantity, quality, or nature of its outputs’ (Nadler et al. 1976:63).
Reinecke defines upward feedback as all processes in a formal organisation which provide the direct superior information on his/her working behaviour and/or leadership behaviour and/or abilities and knowledge by one or more subordinates (Reinecke 1983).
Similarly Atwater et al. define upward feedback as ‘a process that involves the rating of supervisors by their respective subordinates on various behavioural dimensions, combined with formal feedback of the results to the supervisor’ (Atwater et al. 2000:275).
1 Introduction: This chapter outlines the research aim to determine the usage and impact of upward feedback within the German federal administration in the context of modern management challenges.
2 History: This section describes the traditional, hierarchical German public administration model and the subsequent criticism regarding its lack of flexibility, highlighting the shift towards more open, team-oriented structures.
3 Development: This chapter provides an overview of New Public Management (NPM), relevant trends in Germany, and the historical development of the upward feedback instrument.
4 The theoretical background of the instrument ‘upward feedback’: This extensive chapter defines upward feedback and examines its benefits, purposes, formal components, and the controversy surrounding open versus anonymous feedback.
5 The practical background of ‘upward feedback’: This chapter presents the methodology and results of the conducted questionnaire, analyzing the current state of upward feedback implementation in German federal agencies.
6 Conclusion: The concluding chapter synthesizes the research findings, noting that while upward feedback can enhance self-awareness and performance, its success depends on careful organizational implementation.
7 Managerial Implications: This final section offers concrete recommendations for federal organizations to effectively implement upward feedback for managerial development and team-building.
Upward feedback, New Public Management, German Federal Administration, Managerial development, Leadership style, Performance improvement, Human resource management, 360-degree feedback, Modernization strategy, Organizational change, Personnel appraisal, Feedback culture, Transformational leadership, Public sector, Administrative reform.
The research focuses on the role, implementation, and effectiveness of upward feedback as a tool for managerial development within the federal public administration in Germany.
Key themes include New Public Management (NPM), leadership development, cultural change in public administration, human resource management strategies, and the practical application of feedback instruments.
The aim is to identify how upward feedback is currently used in the German federal sector and to provide substantiated recommendations for its application as a managerial development tool.
The study utilizes a descriptive questionnaire sent to 15 supreme federal authorities and 54 subordinate federal administrations to gather data on current usage and future plans regarding feedback systems.
The paper covers the theoretical foundations of upward feedback, comparison of feedback versus appraisal, the impact of feedback on motivation and team-building, and practical issues like anonymity versus openness.
Important keywords include Upward feedback, New Public Management, German Federal Administration, Managerial development, Leadership style, and Organizational change.
The study emphasizes that upward feedback is primarily a developmental tool aimed at improvement, whereas appraisal is often linked to evaluative personnel actions like promotions or salary adjustments.
The research found that approximately 16% of the surveyed federal authorities use upward feedback regularly, while 22% are planning implementation in the near future.
Anonymity is presented as a fundamental requirement to minimize fears among employees, ensuring that they provide honest and critical feedback without fearing negative repercussions.
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