Bachelorarbeit, 2020
46 Seiten, Note: A
Chapter 1: Introduction
1.1 Background
1.2 Literature Review
1.3 Research Question
1.4 Methodology
Chapter 2: First-Comer’s Opportunity in Macao
2.1 Introduction
2.2 ‘Fo Lang Ji’: Negative and Positive Connotations
2.3 ‘The Emperor is far away’: Localism in Guangdong
2.4 Opportunities
Chapter 3: Late-Comer’s Failure in the Philippines
3.1 Introduction
3.2 Guangdong's Disaster but Macao’s opportunity
3.3 ‘Wokou’ in the South China Sea
Chapter 4: Unification in Peninsula, Disintegration in the Far East
Chapter 5: Conclusion
This dissertation investigates the neglected influence of Chinese pirate groups on Sino-Iberian relations in the Far East during the Ming Dynasty between 1557 and 1583. It seeks to understand how the definition of piracy by the Chinese government, coupled with the strategic responses of Portuguese and Spanish actors, shaped diplomatic and commercial interactions in the region.
‘Fo Lang Ji’: Negative and Positive Connotations
Since the establishment of the Ming Dynasty in 1368, the strict policy of maritime bans (Haijin 海禁) had been carried out in coastal areas of China. For individuals, oversea ventures or trades with foreigners were forbidden. Zheng He’s seven voyages did not mean the end of the restriction, as the purpose was to enlarge the number of states in the tributary system through demonstrating the power of the ‘Celestial Empire’. The ‘Haijin’ policy and the tributary system, which were not the original creation of the Ming Dynasty but had a long history, were mutually coordinated.
Hamashita points out that for millenniums, as an extension of Chinese domestic politics in an international stage, the tributary system constituted an economic circle, where there were tribute trades. The essence of this form of trade, is the exchange between foreign tributes and Chinese gifts in return, which could be regarded as a kind of commercial trade. The tributary relationship was not absolutely based on the relationship between the suzerain and the vassal, as it had an important trade basis. However, because of the traditions of adopting autarkic peasant economy and physiocracy policy, Chinese central governments in pre-modern times had never put trade first.
Chapter 1: Introduction: This chapter establishes the historical background of the Ming Dynasty’s interactions with early Portuguese arrivals and outlines the research question regarding the role of Chinese pirates in these relations.
Chapter 2: First-Comer’s Opportunity in Macao: This chapter analyzes how Portuguese traders transitioned from a negative image as "pirates" to valued security partners by assisting Guangdong authorities against pirate threats, ultimately securing a foothold in Macao.
Chapter 3: Late-Comer’s Failure in the Philippines: This chapter examines the unsuccessful attempts of the Spanish in the Philippines to secure diplomatic access to China and compares their struggles with piracy to the Portuguese experience.
Chapter 4: Unification in Peninsula, Disintegration in the Far East: This chapter explores the implications of the 1580 Iberian Union on local trade in the Far East and the efforts of Macao to maintain its independent trade relations with China.
Chapter 5: Conclusion: This chapter synthesizes the research, concluding that Chinese pirates were a critical variable in shaping the different success trajectories of Portuguese and Spanish efforts to engage with the Ming Dynasty.
Sino-Iberian relations, Ming Dynasty, Chinese pirates, Wokou, Portuguese Macao, Spanish Philippines, Tributary system, Maritime ban, Haijin, Conquistadores, Foreign trade, Diplomacy, East Asia, 1557-1583, Manila Galleon.
The dissertation explores the historical Sino-Iberian relations in the Far East from 1557 to 1583, specifically focusing on how Chinese pirate groups influenced the interactions between these European powers and the Ming Dynasty.
The main themes include the impact of piracy on international trade policy, the cultural and political differences between the Iberian and Chinese civilizations, and the strategic evolution of Portuguese and Spanish diplomatic methods.
The research asks how pirate groups led by Chinese heads influenced the relations between Iberian communities in the Far East and the Chinese Ming Dynasty during the defined time period.
The study utilizes a qualitative research methodology based on classical hermeneutics, analyzing Chinese ancient books, personal memoirs, and first-hand Spanish and Portuguese archival documents.
The main body examines the evolution of the Portuguese settlement in Macao, the failures of the Spanish in the Philippines to emulate this success, and the impact of the 1580 Iberian unification on maritime trade dynamics.
Key terms include Sino-Iberian relations, Chinese pirates, tributary system, Macao, Philippines, and Haijin.
The dissertation argues that the Portuguese arrived earlier, built a more nuanced understanding of Chinese local authority, and benefited from a superior geographical position for anti-piracy cooperation, whereas the Spanish lacked these advantages and were perceived as aggressive "conquistadores."
Suppressing pirates served as a "shortcut" for the Portuguese; by helping the Guangdong authorities against common enemies, they gained the trust necessary to establish a permanent and prosperous residence in Macao.
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